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- You are
subscribing on behalf of a firm, corporation, partnership, trust or
association.
- You use the
information in connection with any trade or business activities.
- You plan to
furnish the information to any other person(s).
- You are a
securities broker-dealer, registered representative, investment advisor,
investment banker, futures commission merchant, commodities introducing
broker or commodity trading advisor, money manager, member of any
securities exchange or association or futures contract market, or any
owner, partner or associated person of the foregoing.
- You are employed
by a bank or an insurance company (or an affiliate of either) to perform
functions related to securities or commodity futures investment or
trading activity.
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